Securities Regulation
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A Beginner's Guide to Investing in U.S. Stocks
CITIC Press · 2015
A Beginner's Guide to Investing in U.S. Stocks is an e-book in the Xueqiu "Island" series, written by Xu Jiajie (Pierre), a freelance investor with ha…
The Era of Strong Responsibility: Regulation and Governance of Listed Companies in the New Securities Law Era
China Legal Publishing House · 2022
The implementation of the new Securities Law has been fully carried out at both the institutional and practical levels. Groundbreaking regimes—includi…
Complete Book of Laws and Regulations on Listed Companies of the People's Republic of China: Including Questions and Answers on Issuance Supervision (2024 Edition)
China Legal Publishing House · 2025
This book covers the laws, administrative regulations, State Council documents, departmental rules, regulatory documents, judicial interpretations, an…
The Full Registration System and the Path to Compliance in Corporate Listing
Enterprise Management Publishing House · 2025
China's multi-tiered capital market system took shape over a long era of policy-driven regulation. The country's reforms are now undergoing an unprece…
The Road to Compliance in the Full Registration System and Beijing Stock Exchange Listing
Enterprise Management Publishing House · 2024
The capital market does not lack valuable companies; it lacks the eyes to discover them. The Beijing Stock Exchange and the National Equities Exchange…
Research on Equity Incentive Mechanisms of Chinese Listed Companies
Jiangsu People's Publishing House · 2024
In late 2005, the CSRC issued the Measures for the Administration of Equity Incentives of Listed Companies (for Trial Implementation), officially open…
Detailed Interpretation of the Application of the Securities Law and Case Commentary
China Legal Publishing House · 2023
New in provisions, refined in application, precise in case analysis The Securities Law, revised on December 28, 2019 and formally implemented on March…
Principles of Securities Law
Peking University Press · 2025
Based on the author's years of lecture notes and grounded in China's securities laws and regulations, this textbook systematically sets out the fundam…
Latest Complete Book of Laws and Policies on Listed Companies (Fifth Edition)
China Legal Publishing House · 2020
It selects current hot legal topics and comprehensively and accurately includes the relevant laws, administrative regulations, departmental rules, jud…
Research on Applied Legal Countermeasures and Regulatory Models for the Crime of Insider Trading
· 2025
To regulate insider trading in capital markets efficiently, a preventive and control system must be built and refined in line with the patterns of suc…
Research on the Connection Between Administrative Penalties and Criminal Sanctions for Securities Violations
· 2025
For a long time, one of the major problems troubling administrative enforcement in the securities field has been the linkage between administrative pe…
A Study of Mainland Companies' Listing in Hong Kong and Regulatory Cooperation Between the Two Places (International Financial Law Series)
Peking University Press · 2025
This book takes as its main task resolving the problem of regulatory cooperation over mainland companies listed in Hong Kong, with study of the situat…
Research on Underwriter Behavior in China's IPO Market
Hebei Science & Technology Press · 2015
By 2014, China's stock market had been in existence for twenty-four years. Alongside the market's growth, the country's IPO market had undergone a tor…