Course in Securities Law
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Summary
Editor's review
Who it's for
A good fit for
- Undergraduate students in law and finance using it as companion reading for securities law courses
- Candidates preparing for securities practitioner or related qualification exams who need to build a knowledge framework
- Newcomers in compliance and legal affairs at financial institutions supplementing their basic knowledge of securities law
- Self-learners interested in the legal system of the securities market who want a systematic introduction
Not a good fit for
- Researchers who have already studied securities law systematically and seek in-depth theoretical discussion
- Advanced practitioners who want mainly extensive case study
- Users of reference books who only want to look up provisions quickly and do not need systematic explanation
Reading tips
- For each chapter, first look at the mind map to build a framework, then read the main text, and afterward use the map to review the chapter's logic.
- Use the recommended articles and case analyses at the end of each chapter for extended reading, connecting institutions with practice.
- Read in the main sequence of “issuance—trading—acquisition—information disclosure—regulation” to avoid gaps in the system caused by jumping around.
- When reading statutory provisions, note the corresponding chapter so that later verification and review are convenient.
About the publisher
China Legal Publishing House is a legal publisher overseen and sponsored by the Ministry of Justice, with the publication of standard texts of national laws and regulations as an important focus; its catalogue already contains 2,972 titles. Its publications cover fields such as criminal law, civil law, contract law, company law, real estate law and the security system, including article-by-article commentaries such as the Interpretation of the Contract Part of the Civil Code of the People's Republic of China, adjudication rules and case compilations oriented toward judicial practice such as Understanding and Applying Adjudication Rules in Contract Disputes and A Compendium of Court Views on Real Estate Cases, as well as legal classics such as On Crimes and Punishments and academic works such as The Theory of Procedural Sanctions. In terms of author resources, the publisher brings together classic legal authors such as Cesare Beccaria, scholars and practitioners such as Liu Junhai, Long Weiqiu and Zhu Shuying, and cooperates with institutions including the National Judges College and the Judicial Case Research Institute of the Supreme People's Court. Its publishing character lies in linking legal texts, scholarly interpretation and judicial application, balancing authoritative norms with practical guidance.
Contents
- 版权信息
- 前言
- 第一章 证券、证券市场与证券法
- 第一节 什么是证券
- 第二节 证券市场概论
- 第三节 证券法
- 第四节 拓展学习
- 第二章 证券发行
- 第一节 证券发行概述
- 第二节 股票发行
- 第三节 公司债券发行
- 第四节 拓展学习
- 第三章 证券交易
- 第一节 证券交易的一般规定
- 第二节 证券上市制度
- 第三节 禁止的证券交易行为
- 第四节 拓展学习
- 第四章 上市公司的收购
- 第一节 上市公司收购制度
- 第二节 上市公司反收购制度
- 第三节 拓展学习
- 第五章 信息披露
- 第一节 信息披露制度概述
- 第二节 信息披露制度的基本要求
- 第三节 信息披露的方法及监管
- 第四节 虚假陈述的法律责任
- 第五节 拓展学习
- 第六章 投资者保护
- 第一节 投资者保护的必要性
- 第二节 投资者保护的具体措施
- 第三节 多元化纠纷解决机制
- 第四节 拓展学习
- 第七章 证券市场主体
- 第一节 证券发行人
- 第二节 证券交易场所
- 第三节 证券公司
- 第四节 证券登记结算机构
- 第五节 证券服务机构
- 第六节 证券业协会
- 第七节 拓展学习
- 第八章 证券监管
- 第一节 证券监管制度概述
- 第二节 中国证监会
- 第三节 国务院证券监管机构的权限与约束
- 第四节 拓展学习
- 第九章 证券法律责任
- 第一节 证券法律责任概述
- 第二节 证券民事责任
- 第三节 证券行政责任
- 第四节 证券刑事责任
- 第五节 拓展学习
FAQ
Is this book suitable for readers without a legal background to study on their own?
What role do the mind maps and case analyses play in the book?
Will the regulatory content in the book become outdated quickly?
Comments
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About the author
Cao Qingqing is an author with limited publicly available information; only one work by this author is currently held in the collection, namely A Course in Securities Law, commonly classified under law. The title suggests that the writing addresses the legal rules governing securities issuance, trading, regulation and related liabilities, and that it is a law textbook or teaching reference intended for law students and readers interested in securities law. Because the author's nationality, dates of birth and death, education and professional background are not clearly recorded, it is difficult to assess academic training or practical legal experience. On the available evidence, the contribution lies mainly in organizing and conveying knowledge of securities law, with a style that is likely to be formal, systematic and well structured, helping readers build an overall understanding of the legal framework. Given the limited number of works, the author's broader output and influence cannot yet be evaluated, and readers may judge the textbook on its own content.
