Securities Law
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Summary
Editor's review
Who it's for
A good fit for
- Undergraduate and graduate law students who need to systematically build a basic conceptual framework of securities law
- Readers preparing for securities law courses or related examinations who need to review basic principles
- Financial practitioners seeking to fill gaps in basic concepts and analytical methods of securities law
- Self-learners without a legal background who need to understand the legal framework of the securities market
Not a good fit for
- Practitioners seeking provision-by-provision statutory commentary and detailed case analysis
- Readers with a deep foundation in securities law seeking cutting-edge specialized research
- Readers concerned only with securities investment techniques and not with legal principles
Reading tips
- First read the table of contents and chapter summaries, draw a concept map, then read each chapter closely
- After each chapter, compare with current securities laws and regulations and note the institutions corresponding to each concept
- Take notes on the basic methods and principles sections and try to restate core concepts in your own words
- Read alongside case-analysis materials to test the application of basic principles
About the publisher
Peking University Press is a comprehensive university press whose publishing areas cover classical literature, popular science, social culture, world history, Western philosophy, and culture. Its catalogue contains 6,031 titles, with representative books including A Dream of Red Mansions, Relativity: The Special and General Theory (15th Edition) (with Einstein's classic papers on unified field theory and other topics), Elements, Conics, The Aristocratic Families of the Eastern Jin, The Philosophy of Mythology (Volume I), The Philosophy of Mythology (Volume II), and The Origin of Continents and Oceans. Representative authors include Cao Xueqin, Zhou Ruchang, Albert Einstein, Euclid, Apollonius, Tian Yuqing, Schelling, and Xian Gang. The press has developed distinctive strengths in classical Chinese literature and in the translation of Western philosophical classics, while also covering scientific classics and social and cultural studies. As public information is limited, this description is based only on the books in the catalogue and offers no further extrapolation.
Contents
- 版权信息
- 《法学精品课程系列教材》编委会名单
- 总序
- 第一章 证券法概述
- 第一节 证券的法律界定
- 第二节 证券法的概念与调整对象
- 第三节 证券法的产生与发展
- 第四节 《证券法》的立法宗旨与基本原则
- 第五节 证券法的地位、内容和立法体系
- 第二章 证券发行法律制度
- 第一节 证券发行法律制度概述
- 第二节 证券发行注册制与证券发行核准制
- 第三节 股票发行法律制度
- 第四节 公司债券发行法律制度
- 第五节 证券承销法律制度
- 第六节 外资股的发行规则
- 第三章 证券的交易
- 第一节 证券的上市
- 第二节 证券的交易
- 第四章 上市公司收购
- 第一节 上市公司收购概述
- 第二节 上市公司收购的基本原则
- 第三节 要约收购
- 第四节 协议收购
- 第五节 上市公司收购的相关问题
- 第五章 证券市场信息披露制度
- 第一节 证券市场信息披露制度的概念与基本原则
- 第二节 证券市场信息披露基本理论
- 第三节 证券发行和交易市场的信息披露制度
- 第四节 证券市场信息披露法定义务与责任主体
- 第五节 证券市场信息披露不实陈述的民事责任
- 第六节 证券市场信息披露的法律监管
- 第七节 证券发行信息披露主要文件与格式要求
- 第六章 证券交易场所
- 第一节 证券交易所
- 第二节 场外交易市场
- 第七章 证券公司
- 第一节 证券公司的基本原理
- 第二节 证券公司的设立、变更与终止
- 第三节 证券公司的业务规则
- 第八章 证券登记结算机构和证券服务机构
- 第一节 证券登记结算机构
- 第二节 证券服务机构
- 第九章 证券监管法律制度
- 第一节 证券监管法律概述
- 第二节 中国证券监督管理委员会
- 第三节 证券业协会
- 第十章 证券法律责任制度
- 第一节 证券市场违法行为概述
- 第二节 证券法律责任概述
- 第三节 证券法律责任的归责与免责
- 第四节 一些国家和地区的证券法律责任制度概述
- 第五节 证券民事责任制度理论概说
- 第六节 证券市场禁止性行为的民事责任制度
- 参考书目
- 后记
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About the author
Liu Liming: publicly available information is limited, and the author's identity and background remain unclear. Four works by this author are held in the collection, showing involvement in several fields. In education, the author wrote The Contemporary Value of Western Naturalistic Educational Thought and contributed to Famous Educators in Chinese and Foreign History, indicating sustained attention to the history of educational thought and educational theory. In law, the author produced Securities Law, a legal textbook. The author also wrote Scratch 3.0 Fun Programming for Children from Beginner to Mastery, aimed at young beginners in programming. The works span education, law and programming design, and are catalogued under education, examinations and programming design, reflecting a cross-disciplinary approach to writing for learners, with clear and practical language that is easy for readers to understand and apply.
