2020 Fund Manager Securities Investment Legal Knowledge Examination: Complete Review Book for Fund Manager Securities Investment Legal Knowledge [Core Lecture Notes + Chapter Exercises]

Shengcai E-book (Beijing) Co., Ltd.Oct 2022

Rating 2.6
Word count
148K words
Chapters
10

Tags

Examinations Compliance KnowledgeLawsSecurities InvestmentCertification PrepFund ManagersExam PreparationComprehensive ReviewExam SkillsCore Lecture NotesChapter Practice

Summary

This book is a comprehensive review guide for the fund manager securities investment law knowledge exam subject "Fund Manager Securities Investment Law Knowledge." Carefully compiled with reference to multiple laws, regulations, and materials, it strictly follows the content and requirements of the latest exam syllabus. It is divided into 8 chapters, each containing 2 parts: ① Core lecture notes, which explain all exam syllabus points based on relevant exam materials and the latest laws, regulations, and normative documents, with detailed analysis and explanation particularly for difficult and key points; ② Chapter exercises, which select questions based on high-frequency exam points to help candidates test learning results and consolidate knowledge points.

Editor's review

This comprehensive review guide centers on the fund manager securities investment law knowledge exam, combining core lecture notes and chapter exercises in one book, saving candidates the trouble of switching repeatedly between textbooks and question banks. The lecture notes section organizes exam points according to the syllabus and relevant laws, regulations, and normative documents, with targeted analysis of difficult and key points, suitable for readers who need to systematically build a legal knowledge framework. Chapter exercises select questions based on high-frequency exam points, facilitating learning-by-testing and timely gap-filling. The book has a clear structure, with eight chapters covering the exam scope; it can serve as the main material for pre-exam sprinting and also for mapping out knowledge boundaries in the early stage of preparation. It should be noted that legal exam content is greatly affected by regulatory updates, so readers should use it in conjunction with the latest syllabus and legal and regulatory changes of the year, and should not treat it as a one-time, permanent quick-reference handbook. Overall, it is more suitable for candidates with clear exam objectives than for general readers who wish to read broadly about legal knowledge.

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Reading tips

  1. First read through each chapter's core lecture notes, mark difficult points, then immediately do the corresponding chapter exercises to test mastery.
  2. Categorize incorrect questions by chapter, return to the lecture notes to locate relevant legal provisions or exam points, forming a closed-loop review.
  3. In the two weeks before the exam, concentrate on redoing high-frequency incorrect questions, and check the current year's exam syllabus for new content.
  4. Legal provisions change quickly; consult the latest original regulations while reading to avoid relying solely on the book's wording.

Contents

  1. 版权信息
  2. 内容简介
  3. 第一章 证券投资基金基本法律知识
  4. 第二章 基金管理人和基金托管人
  5. 第三章 基金从业人员操守
  6. 第四章 基金募集、基金份额的销售和交易
  7. 第五章 基金的投资交易
  8. 第六章 其他资产管理业务
  9. 第七章 基金信息披露、估值和收益分配
  10. 第八章 监督管理与法律责任

FAQ

Can this book completely replace the official textbook? Complete replacement is not recommended. This book is a comprehensive review guide compiled around the exam syllabus; the lecture notes and exercises focus on organizing and testing exam points, but the legal provisions and normative documents involved in the legal exam may be updated. Official textbooks and the latest original regulations remain foundational. A more reliable approach is to use this book to build a framework and practice for gap-filling, while supplementing changes with the current year's syllabus and original regulations.
Can readers with no legal background use this book directly? They can try, but need to invest more time. The book provides analysis and explanation of key and difficult points, and chapter exercises include explanations, which can help beginners develop an awareness of exam points. However, legal knowledge is somewhat specialized; readers with no foundation should first understand basic concepts of securities investment funds and common legal terms, then proceed chapter by chapter, consulting original provisions promptly when encountering legal provisions they do not understand.
Are the chapter exercises sufficient for the exam? The chapter exercises select questions based on high-frequency exam points and can be used to test learning results and consolidate knowledge points, but the number of questions is not unlimited. It is recommended to use exercises as diagnostic tools, focusing on analyzing the causes of incorrect answers and returning to the lecture notes to fill gaps, rather than simply doing questions. If time permits, supplement with other question banks and past exam papers to expand practice coverage.

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About the author

Shengcai E-book (Beijing) Co., Ltd. Author

Shengcai E-book (full name: Shengcai E-book (Beijing) Co., Ltd.) is not an individual author but an organization whose main focus is exam preparation and the development of learning resources. Its works are mostly built around classic textbooks and take the form of organized notes, answers to end-of-chapter exercises, and detailed explanations of past postgraduate entrance exam questions. The format is consistent and the explanations are thorough, serving the review needs of exam candidates. The library contains more than 2,500 of its titles, commonly classified under exams and inspirational growth, with representative works covering economics, fundamentals of mechanical design, psychology, and English-major postgraduate exams. Public information about its founder, team composition, and specific development history is limited, so no speculation is made here.